Find out what the Building Safety Act means for SME builders

The Building Safety Act (BSA) came into force in 2022, bringing with it a raft of new roles and responsibilities for builders in England and Wales.

The purpose of the BSA is to improve building standards regarding safety and provide homeowners and residents with greater rights. The changes apply to all buildings, including new builds and work to existing buildings, with a greater level of scrutiny for high-rise ‘high-risk buildings’ (HRBs).

What is clear is that the Act has implications for building businesses of all sizes. So, to help FMB members and others in our industry, we have compiled resources to help small and medium sized builders (SMEs) navigate what they need to do to ensure their work complies with the requirements of the BSA, including frequently asked questions, webinars, articles and links to important information.

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Frequently asked questions

The FMB has pulled together some frequently asked questions to help you understand the Building Safety Act, and how it could affect you. These FAQs do not constitute, and should not be relied on, as legal advice and you should seek independent legal advice if you are unsure of what the Building Safety Act means for you.

1. What is the Building Safety Act?

The Building Safety Act is important legislation which aims to improve the safety of all buildings. Although there is an emphasis on those categorised as “higher-risk”, the Act impacts the carrying out of building work to all building types.

2. Why has the Building Safety Act been introduced?

Following the fatal fire in the Grenfell Tower on 14 June 2017, in which 72 people died and over 70 people were injured, the Government commissioned an independent review of the building regulations and fire safety. The introduction of the Building Safety Act was one of the Government’s responses to that review.

3. Does the Building Safety Act apply throughout the United Kingdom?

Yes, but in different ways. The changes that are likely to impact FMB members are those affecting building work carried out in England and Wales.

4. What changes has the Building Safety Act introduced?

Some, but not all, of the changes include:

  • the creation of the Building Safety Regulator and the New Homes Ombudsman;
  • changes to the building control procedure;
  • new duties and obligations for clients, designers, and builders during the lifecycle of a project;
  • extended periods of time within which claims can be brought against designers and builders in relation to defective work;
  • the possibility of directors, managers and other officers of companies being held personally liable for certain offences committed by a company; and 
  • a mandatory requirement to provide new build home warranties.

5. What is the Building Safety Regulator?

The Building Safety Regulator operates as a division of the Health and Safety Executive (HSE).

The Building Safety Regulator’s role involves:

  • overseeing the safety and performance of all buildings;
  • overseeing the performance of all other building control bodies and building control approvers (previously known as approved inspectors);
  • acting as the building control authority for work relating to higher-risk buildings;
  • assisting and encouraging competence among the built environment industry; and
  • enforcing failures by clients, designers and contractors to comply with obligations under the Building Safety Act.

6. As an FMB member, will I have day-to-day involvement with the Building Safety Regulator?

An FMB member carrying out building work to buildings which are not categorised as “higher-risk” is unlikely to have day-to-day involvement with the Building Safety Regulator.

This is because the building control function for buildings which are not categorised as “higher-risk” is performed by building control approvers (previously known as approved inspectors), which may be Local Authority Building Control or a private sector provider of building control services.

7. What is the definition of a ‘higher-risk’ building?

The definition of “higher-risk” building is different depending on whether the building is in England or Wales.

In England, a higher-risk building:

  • is a building which is at least 18 metres in height or has at least 7 storeys; and
  • in either case, contains at least two residential units, or is a care home, or is a hospital.

In Wales, a higher-risk building:

  • is a building which is at least 18 metres in height or has at least 7 storeys; and
  • in either case, contains at least one residential unit, or is a care home, or is a hospital.

A higher-risk building can be a mixed-use scheme.

There are exceptions, and the regulations include detailed provisions for calculating the height and number of storeys in a building.

8. What changes have been made to the building control procedure?

In England, the changes made by the Building Safety Act to the building control procedure include:

  • a person carrying out construction work must give an initial notice to the relevant building control authority at least 2 or 5 days prior to the commencement of work, depending on the building type;
  • a commencement notice must then be given within 5 days of the start of work, following which the building control authority has up to 4 weeks to give a rejection notice (if, for example, there is a concern whether the building work will comply with the Building Regulations once complete);
  • if a rejection notice is given, no further work may be carried out until the issues have been resolved and the process repeated;
  • during the lifecycle of a project, there are new requirements in relation to the giving of fire safety information and information regarding the appointment of principal designer and principal contractor; and
  • on completion, the client, principal designer, and principal contractor are required to give a declaration to the building control authority to confirm compliance with the new dutyholder and competency regime, and to confirm that the works comply with the Building Regulations.

There also are extensive new requirements where building work is carried out in relation to an existing or new higher-risk building, which are outside the scope of these FAQs.

We expect similar changes will come into force in Wales shortly.

9. Will the principal designer and principal contractor be the same as the principal designer and principal contractor under the CDM Regulations 2015?

Not necessarily. Although it seems likely the principal designer and principal contractor will be same organisations or persons for the purposes of the Building Safety Act and the CDM Regulations 2015, this does not apply automatically and will be subject to the circumstances of each project.

10. What are the new duties and obligations for clients during the lifecycle of a project?

In England, a client is required to:

  • make suitable arrangements for planning, managing and monitoring a project so as to ensure compliance with all relevant requirements of the Building Regulations, and maintain and review these arrangements throughout the project;
  • take reasonable steps to satisfy themselves that any person they permit to carry out design or building work has the relevant competence to carry out work in accordance with building regulations and to fulfil their duties under the Building Regulations; and .
  • take reasonable steps to satisfy themselves that the principal designer and/or the principal contractor (where appointed) have the relevant competence to fulfil their duties under the Building Regulations.

Importantly for FMB members, if the client is a “domestic” client then the builder is required to fulfil the client obligations on behalf of the client (unless there is a Principal Designer which agrees in writing to do so). 

We expect similar changes will come into force in Wales shortly.

11. What are the new duties and obligations for designers, and builders during the lifecycle of a project?

In England, a designer or builder carrying out work in relation to any building is required to have the skills, knowledge, experience and behaviours necessary or, in the case of a company, the organisational capability to carry out the relevant work in accordance with the Building Regulations.

The duties imposed on contractors and designers include:

  • ensuring building work is carried out, planned, managed and monitored so as to be compliant with the Building Regulations;
  • co-operating with the client and any other contractor or designer to the extent necessary to ensure that the work is compliant with the Building Regulations;
  • taking all reasonable steps to provide sufficient information about the design, construction and maintenance of the building to assist the client, other designers and contractors to comply with all relevant requirements;
  • considering any other work that directly relates to work being carried out and report any concerns of non-compliance with the Building Regulations; and
  • if requested to do so, advising the client if the design or construction work involves a higher-risk building.

These duties and obligations are enhanced further for the principal designer and the principal contractor, as well as where the building work is carried out in relation to an existing or new higher-risk building. These enhanced duties and obligations are outside the scope of these FAQs.

We expect similar changes will come into force in Wales shortly.

12. Could an FMB member be a “designer” for the purposes of the Building Safety Act?

Potentially, yes. A “designer” is any person who in the course of a business carries out any design work, or arranges for, or instructs, any person under their control to do so.

This applies as a matter of law, meaning it doesn’t matter what has been agreed between the client, any designer, the FMB member, and any sub-contractor.

13. Do the new duties and obligations apply if I am a sub-contractor, or if I employ sub-contractors?

Yes. The new duties and obligations apply whether you are a main or a sub-contractor.

Before employing a sub-consultant or sub-contractor, a main contractor must take all reasonable steps to satisfy themselves that any person they permit to carry out design or building work has the relevant competence to carry out work in accordance with, and to fulfil their duties under, the Building Regulations.

14. As an FMB member, how can I demonstrate I have complied with the duties and obligations imposed by the Building Safety Act?

There is no formal guidance as to how to demonstrate compliance. The FMB believes all FMB members should prepare to be able to demonstrate competency to carry out building work in accordance with the Building Regulations by, for example, evidencing completion of relevant training and experience of equivalent or similar work.

During the lifecycle of a project, FMB members should implement a system for ensuring and evidencing building work has been carried out in compliance with the Building Regulations by, for example, maintaining a photographic record which should be retained for at least 15 years from completion.

15. Why is it important to retain evidence that the work I have carried out complies with the Building Regulations for at least 15 years from completion?

The Building Safety Act extends the time within which claims can be brought against designers and builders in relation to defective work, regardless of what may have been agreed by those involved in the project.

The actual period of time varies depending on the type of claim, and the FMB considers retainng evidence for at least 15 years is necessary for most project types.

16. Do I need to make any changes to my contracts or sub-contracts to comply with the Building Safety Act?

Possibly, but this will be contract specific and you should take independent legal advice if you are unsure.

The FMB is working on revisions to the contracts to reflect the BSA.

17. What happens if I do not comply with the Building Safety Act and the Building Regulations?

Non-compliance risks not only the commercial consequences of cost and delay, but enforcement by the building control approver or the Building Safety Regulator.

All building control authorities, for example, have the power to carry out intrusive investigations, open up works, and refuse to grant the completion certificate which may be        necessary for insurance, occupation or an onward transaction.

The Building Safety Regulator can give enforcement notices requiring non-compliant work to    be remedied by a certain date, and for all work on site to be stopped until the non-compliance is resolved. These notices can be given up to 10 years from completion of work.

A failure to comply with an enforcement notice can result in imprisonment and an unlimited fine.

In certain circumstances, including cases of non-compliance with the Building Regulations, the directors, managers and other officers of a company or other organisation can be    personally liable for an offence committed by a company.

18. How will the Building Safety Act affect our insurance and indemnity arrangements?

The Building Safety Act has increased the risk profile for designers and builders significantly, and it is important that FMB members ensure adequate cover is in place. This will vary by project type, and FMB Insurance Services can advise you further. 

19. What is the New Homes Ombudsman?

The Building Safety Act called for the establishment of the New Homes Ombudsman scheme (called the New Homes Ombudsman Service or NHOS), which provides one route for owners of newly built homes to seek redress against developers and builders for issues such as defects. A house builder registered with the New Homes Quality Board (NHQB) is subject to the New Homes Ombudsman Service (NHOS) and is expected to comply with the New Homes Quality Code. Alongside the New Homes Quality Code there are a number of other codes. The two other main codes are the Consumer Code for New Homes and Consumer Code for Homebuilders.

20. What is a New Build Home Warranty?

Any developer of a new build home in England is required to provide the purchaser with a new build home warranty, which must last for 15 years. The cover provided by the new build home warranty must meet certain requirements.

21. Where can I find out more information regarding the Building Safety Act?

The FMB considers it is best practice for all FMB members to take responsibility for ensuring on-going and up to date awareness and understanding of the Building Safety Act. Our webinar provides a starting point for this, and courses are available through a range of organisations including the Chartered Institute of Building, and the Construction Industry Training Board.

There are also many websites that give information regarding the Building Safety Act, including: 

 

The Building Safety Act – What you need to know now

Watch our new video series to gain a comprehensive understanding of your responsibilities under the Building Safety Act (2022). Learn about the roles of other duty holders and discover how to mitigate risks to your business and clients. This series was developed by the FMB in partnership with Cube Construction Consultants.

Building Safety Act resources

Find out about the changes brought in by the Building Safety Act and what you need to do to ensure your business complies. We have put together blogs, webinars and resources with more to be added.

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The Building Safety Act: a brief guide for domestic projects

Navigating the new Building Safety Act? Our free, downloadable guide provides guidance for domestic projects in England and Wales.

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What led to the introduction of the Building Safety Act 2022 – A timeline

We’re deconstructing the timeline of the Building Safety Act 2022 to discover the specific changes it has brought in for building companies of all sizes.

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The Building Safety Act 2022: What does it mean for builders?

Big changes for home safety, but what are the implications for the construction sector? Watch our webinar for expert insights on the changes and how to manage the risk.

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The Building Safety Act – How will the 2023 changes affect SME Builders?

In this video, Gavin Hoccom, Senior Associate at law firm Browne Jacobson explains how the Building Safety Act applies to your small building business and what steps should you take.

Protection for your business

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FMB Insurance

Protection for your business, your clients and your property, including Domestic and Commercial Warranties, New Homes Structural Defects Warranties and more.

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FMB contracts

FMB members can access free contract templates for a wide range of projects. Written by lawyers, tried and tested by builders.

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Dispute resolution

We are certified by the Chartered Trading Standards Institute (CTSI) to provide Alternative Dispute Resolution (ADR) free of charge to FMB members and their clients.

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Safety Plus

FMB members can keep on top of H&S documentation with access to specialist health and safety support and Risk Assessment templates with Safety Plus.